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Interview on April 15, 2006
with Steve Andreas
Biographical Sketch
Steve Andreas has been learning, training, researching
and developing NLP patterns for the last 24 years. He is the author
of the recent book,Transforming Your Self: Becoming Who You
Want To Be, and Virginia Satir: The Patterns of Her Magic,
and an anthology, Is There Life Before Death. Steve is
also is co-author (with his wife, Connirae) of Heart of the
Mind and Change Your Mind--and Keep the Change. He lives with
his wife and three teenage sons in the foothills of the Rocky Mountains
near Boulder, Colorado.
Introduction
DC: What is NLP?
SA: NLP offers a comprehensive way to understand our thinking and
behavior that is very specific and practical. In a way it is what
psychology promised about a hundred years ago, but never quite delivered.
One of the basic ideas in NLP is that all human experience and thinking
uses a scope of one or more of the five senses, visual images, auditory
sounds, kinesthetic feelings, and usually to a lesser extent, olfactory
(smell) and gustatory (taste). For instance, when someone sits down
in a restaurant and reads the menu, they have to have some way to
decide among the different options on the menu. A common way to
decide is to read the word on the menu, “hamburger,”
visualize an image of a hamburger, and then imagine biting into
it. Then they imagine the taste and texture, and then have a kinesthetic
feeling response to that, what is usually called liking or disliking.
Then they imagine another option, and do the same, and choose the
one that provides the strongest kinesthetic feeling. Of course there
are many variations of this. Some people do this with the entire
menu, while others decide ahead of time what they want, and don’t
even look at the other options on the menu. Some use a remembered
visual image of a hamburger, while others will construct an image
of the hamburger that they expect they might get at this particular
restaurant, etc.
DC: What led to your interest in decision-making?
SA: Talking with you in advance, and e-mailing back and forth,
has really been interesting because I hadn’t realized how
much of what I do has to do with decision-making. Any time someone
has a problem, usually it’s because they can’t make
a decision—they’re stuck somehow—or they’ve
made a decision that hasn’t worked very well for them. This
may be a conscious decision that didn’t work out well, or
an unconscious decision that was made by default.
| DC: What gets in
the way of making good decisions?
SA: To begin with, most people are not very good at specifying
an outcome that would be pleasing to them, so they don’t
know how to search for it, or decide among available options.
There’s a checklist of “well-formedness conditions”
for that (see sidebar).
DC: This list helps you recognize when you actually have
an outcome that fits the decision you’re trying to make?
SA: Well, it goes even before that. You use it to set an
outcome, a goal to go toward, before you even search
for or generate options, select from them, and so on.
DC: What would be an example of outcome specification?
SA: Say a client comes in and says, “I want more money.”
“Okay, great. How much do you want to make, and how
could you do that? What’s under your control? What are
the things that interest you? What are your criteria?”
So, you start asking questions and walk them through the outcome
specification checklist. It’s very straightforward.
JE: Some decision analysts make the point that much of the
work they do with clients is helping them to clarify what’s
really important to them, what they really value. A lot of
the time people just aren’t clear about what it is they
really want.
SA: Right. Usually, people are pretty clear about what they
don’t want, but a negative outcome just doesn’t
work, because it doesn’t represent what you do want
to have happen.
JE: Why is there such a strong predisposition to the negative
outcome?
SA: If you’re in a situation where your life isn’t
going well or you’re feeling bad, you can usually get
an immediate handle on what you don’t like. “I
don’t like that food,” or, “I don’t
like this painting,” or, “I don’t like the
house that I’m living in, it’s too dank and too
musty.” That’s a great place to start, but many
people get stuck there. For instance often someone will come
into therapy and say, “I don’t want my wife to
yell at me.” Virginia Satir, who was a marvelous family
therapist, would say, “OK, that’s what you don’t
want; what do you want instead?”
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Outcome
Specification:
Well-Formedness Conditions
| 1.
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Desired
state. “What do you want?”
Stated in positive terms.
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| a. |
Initiated
and controlled by client. |
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| b. |
Specific
sensory-based description, and/or behavioral
demonstration. (This will be a criterion
for all the other conditions
listed below.) |
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| c. |
Appropriate
chunk size. |
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| d. |
Meta-outcome.
“What will that do/get for you?”
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| 2.
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Evidence
Procedure. “How will you know
when you have it?”
Appropriate and timely feedback.
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| 3.
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Context.
“Where, when, and with whom
do you want it?" |
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| a. |
"What
specific sensory-based cues will fire
off the new behavior or state?" |
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| b. |
Ecological?
Usually the most effective and easy
way to make an outcome ecological is
to limit it to the appropriate contexts.
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| 4.
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Ecology.
“How will your desired outcome affect
other aspects of your life, both
positively or negatively?”
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5.
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Blocks.
“What stops you from having
your desired outcome already?”
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6.
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Existing
Resources. “What resources
do you already have that will support getting
your outcome?” |
| 7. |
Additional
Resources. “What other resources
do you need in order to get your outcome?”
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8.
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Path.
“How are you going to get there?”
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| a. |
Does
the client have more than one way to
get there? (The more alternatives the
better.) |
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| b. |
Chunking.
Are the first step, and subsequent steps,
specified and achievable?
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Meta-Outcome. Whenever
you can foresee that an outcome will have obvious
ecological problems (murder, suicide, financial
ruin, etc.), elicit a meta-outcome by asking,
“What will that do for you?” Keep asking
until you get a meta-outcome that you think is positive
and not problematic. Finding a meta-outcome gives
you flexibility in finding a specific behavior that
will give the person what he really wants (the meta-outcome)
without the drawbacks of what he thinks
he needs. |
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Often people will say, “I want to be happy.” Well, that’s
not good enough; “happy” is the feeling that results
from getting what you want. You can’t go for happy directly.
It’s just impossible—unless you do drugs—which of
course is what a lot of people do. Even that is indirect, because
they have to take the drug in order to get happy. So, you need to
ask, “Well, what would make you happy? Tell me one thing that
you would like your wife to do.” “Oh, well, I’d
like her to talk softly and come over and stroke me on the back of
the neck and give me a kiss on the cheek.” That’s positive.
You can go toward it, instead of just going away from something
randomly.
Although that is positive, it doesn’t fulfill the condition
that it be under your control. So the next step is to ask, “What
could you do (that is under your control) that might result in your
wife being affectionate in those ways?”
There’s an expression called “video talk,” where
people are asked to speak in a way that gives a videotape description
of what it is that they want. “What does it look like?”
“Give me pictures, give me sounds, so that I can understand
exactly what it is that you want that’s positive.” Even
better is a behavioral demonstration: “Show me what
it would look like; pretend to be your wife and show me what she
would do if she were acting in the way that you want.” Many
people spend a lot of their time going away from something without
having a direction to go toward. “I’m hot.
I don’t want to be hot. I’m out of here.” But
they don’t know where they’re going to, and often where
they jump to is worse than where they were to begin with--out
of the frying pan, into the fire is as true now as it was hundreds
of years ago.
NLP divides decision-making into a number of sequential steps.
The first step is generating a positive outcome over which you have
some control. Many people spend a lot of time going for outcomes
that they have no control over whatsoever, a waste of time.
After specifying a positive outcome, the next step is finding or
thinking of options that would satisfy that outcome. You can generate
options in a number of ways: you can ask friends, you can make images
in your mind, you can remember things from the past, you can construct
images of the future, and so on.
And then the next step is to select from those options
that you generated. Selecting is best done in two separate steps:
first screening by using digital criteria so that you can
eliminate the options that just don’t have a chance of satisfying
you. For instance, if you’re selecting a car, and you have
a family of five, an example of a digital “dealbreaker”
criterion is that it have at least five seats. That is a way of
quickly discarding all the options that can’t possibly be
satisfying. Next you need to take the relatively small number of
options left and decide between them. This is best done by taking
two options at a time and comparing them. You keep the one you like
best and then compare that one with another option, and repeat that
process until you are done.
Generating Resources and Satisfying Representations
DC: Assuming people generate an idea of where they want
to go, there’s then the question of whether they actually
have the resources or capabilities to implement the decision.
SA: Well, remember that’s one of the criteria for generating
an outcome. “What resources do you need in order to reach
this outcome, and of those, which do you already have and which
do you need to get?” Some of them you might need to learn;
you might need to do some research. Sometimes you have to go on
a little side-loop into a smaller nested decision: “How can
I generate options? “How can I find criteria that will help
me distinguish between options? And which ones would satisfy me
best?” So, the side loop becomes a nested decision within
a decision.
DC: You keep adjusting to the right level of specificity for moving
through the process?
SA: Well, you want to be as specific as you can all the way through.
It’s not so much specificity, per se. You need to
be sure that the entire decision process works well; there can be
problems at any step. Some people have trouble deciding on their
values and criteria for what would satisfy them, some have difficulty
choosing between options, and some people have trouble generating
options, etc. For instance, my wife had a client once who didn’t
come in asking for anything about decisions but she came in for
an overweight problem. And my wife said, “OK, when do you
overeat? Do you overeat at work? Do you overeat at lunch or breakfast?”
And the client said, “No, I overeat when I come home after
work.” It turned out that when this woman came home from work
she went into her decision strategy, which started with an internal
voice, “What shall I do?” However, the only option that
popped into her mind was go to the refrigerator and eat.
In that case, the main thing was to create a sub-loop in which
the client could generate options; rehearse different things she
could do. “I could knit, I could watch TV, I could call up
a friend, etc.” After rehearsing through a few alternatives
like that, the client expanded her options. She could still choose
to eat, but it was no longer the only default option. Basically,
her initial decision strategy was absurdly simple, “What do
I do—eat.” Once she had a way to generate options, she
could come home from work and generate five, ten, twenty, a hundred
options, and then choose between them. Then she wasn’t locked
into going to the refrigerator.
Another example from our book, Heart of the Mind, is from
an early training seminar where our task was to elicit each other’s
decision strategies. My partner in the exercise was a woman who,
when faced with a decision at a restaurant, would ask herself, “What
shall I eat?” which is a useful beginning. Then she heard
a voice that said, “Look to see what other people
are ordering.” That wasn’t so useful, because then she
would be choosing based on what other people like, rather than what
would satisfy her criteria. Then, another voice in her
head said, “No, think for yourself!” These two voices
argued for a while, and each time they went through this little
loop of arguing, she felt worse. Finally, when this unpleasant feeling
got to a certain point, she would randomly point at the menu and
order. Since all her choices were essentially random, her whole
life was filled with disappointment. Her choices had nothing to
do with her criteria, her values or desires. She’d been in
therapy for a year, exploring her feelings of disappointment.
DC: How did you help her? It’s not uncommon for people to
have competing voices or competing commitments.
SA: Well, sometimes two voices can cooperate and be very useful
in broadening the scope of a decision because they are attending
to different aspects of the decision, just as two people can often
make a better decision than either one could alone. But in this
case, the voices just argued. I was just a beginner at the time,
and the trainer in the seminar came up and laughed and he said,
“Well, her strategy’s a ‘junker.’ ”
DC: A “junker”?
SA: As in “There’s nothing to be salvaged here.”
Some people will have a decision strategy that basically works pretty
well, but one step needs adjustment, like the woman who went to
the refrigerator needed a way to generate options. But in this case,
the whole thing was a wreck. So I gave her my strategy. I rehearsed
her through several different contexts where she would make images
of several options, and then evaluate those options.
For example, I had her imagine going into a store to buy a dress.
She would imagine looking at four different dresses, and then feel
them, noticing the material, the color, the style, imagining trying
them on to feel the fit—basically picturing visual and kinesthetic
information—and then she would choose the one that she liked
best. Then I rehearsed her through a different situation where she
was choosing some food, in which the taste and the smell would be
important. By shifting contexts, she learned to generalize and use
the new sequence in any context of deciding.
DC: So, by rehearsing and walking her through sample situations
in which she would be satisfied, she became familiar with her own
sense of satisfaction.
SA: Well, she had her sense of satisfaction before, but her decision
strategy ignored it, because she got caught up in the argument between
the two voices. And then she got dissatisfied later.
Deciding Between Two Things
DC: A dilemma many people go through when they have an
important decision to make is to go back and forth between two
alternatives and try to find some way to weigh one of the sides
and assign satisfaction. For example, to get married, to not get
married; to buy this car versus another one; to go on a vacation
in one place versus another.
SA: Let’s take the two different vacations. The most common
mistake people make is that they evaluate their criteria one at
a time, sequentially. So, they’ll say, “Well, I could
go to Hawaii or I could go to Alaska. Oh, Hawaii is nice and warm
and I can swim, but Alaska has big mountains and high peaks, and
I really like hiking in the peaks, but I really like snorkeling.”
etc. Usually when you hear the “but” it’s
an indication that they are going around in circles without being
able to decide, because they are only thinking of one aspect
of the choice at a time.
Weighing Criteria Simultaneously
What you need to do, when you come to make a final decision, is
simultaneously make images of Alaska and a images of Hawaii,
and then evaluate all your criteria together. Make as detailed a
representation as you can of both alternatives, including traveling
there, the expense, what you will do when you get there, and so
on. You can have a collage with all those elements represented or
you can make a bunch of different pictures side-by-side. So, Alaska
would have a picture of the high peaks and another picture of hiking
up a glacier and another picture of eating salmon, or whatever the
values are that are represented there. And then the images of Hawaii
would have snorkeling, the bright sun, the soft breeze, mangos,
or whatever you value in that one. And then, you look at one, then
you look at the other, and notice which one gives you the best feeling.
DC: So you’re creating as complete a representation as you
can and then focusing on that, rather than trying to break the decision
down into smaller elements of the criteria, sequentially, one at
a time?
SA: Well, breaking down criteria sequentially can be useful in
terms of narrowing down possibilities, but when you come to the
final decision, you really have to evaluate the criteria all at
once. No choice is perfect, so every choice is going to have a down
side and you’ve got to represent that too or you’ll
get buyer’s remorse. Often when people make decisions they
don’t think of the whole scope of the decision, what is often
called “the big picture.” If they leave out a lot of
elements, they don’t participate in the final choice. Then
when they go on the vacation, they notice all the things that they
didn’t think about while making the decision.
Thinking About the Whole Scope of the Decision
DC: How do they fall short?
SA: Basically, they don’t represent all the aspects that
they like and don’t like about a given option. They often
don’t visualize the consequences in space or time. Let’s
say you’re going to buy a car. “How are you going to
use the car?” “Who’s going to drive it?”
“How many kids do you have to carry in it?” “What
is the mileage?” “What does the insurance cost?”
All those different factors need to go into the decision if it’s
going to be an intelligent and satisfying one, and most people just
don’t include many of the factors. They don’t think
about: “How fast is it going to depreciate?” “Do
I have a garage for it?” “Is it going to sit in the
sun so that the dashboard’s going to crack?” or whatever
the consequences might be—both positive and negative.
DC: Part of the being thorough, then, involves having a fairly
complete set of questions to elicit that information?
SA: Yes. You need to ask yourself, “What am I not considering
that’s important to me in regard to this decision?”
DC: It’s often difficult for people to anticipate the questions
that they need to ask to get that information.
SA: That’s certainly true. Often it can be useful to consult
an expert who already knows what questions to ask, based on his/her
experience. As you make decisions, and make mistakes, you learn
to anticipate what you are likely to leave out, which brings up
yet another aspect of decisions. It is particularly important to
have a way to review decisions to get feedback that you
can use to make your decision-making better. Some time after a decision,
when you have more information that you didn’t have at the
time you made the decision, you review it. “Okay, what did
I leave out?” “Oh, I forgot to get my wife’s opinion
on this car.” “Oh, I forgot that you have to get special
plates for this car and it costs extra money because it’s
a sports car.” So, you deliberately use feedback to adjust
your future decision strategy. Noticing the factors you
didn’t think of at the time you made a decision, insures that
you do think of them next time.
Applying These Methods Personally
DC: In your own life do you use these strategies?
SA: Oh, sure.
DC: Are there areas where you find you still have a blind side?
SA: Well, you can’t possibly know everything, not even in
your own field. So your information is always incomplete, and there’s
always a potential for making a mistake and a poor decision. But
in terms of the basic processes—generating outcomes
and options, screening options, selecting between options,
reviewing decisions—everything I’m talking about is
practical and something that I can teach other people how to do
by simple rehearsal.
Delaying Making a Decision
One of the things I usually do when I’m making an important
decision is to gather as much information as I can. If I don’t
think I have enough information, I gather more, and when I’ve
got what I think is pretty adequate information, I’ll sleep
on it or wait a day or two. In that intervening period, all sorts
of things are going on in my head unconsciously. I have no idea
what’s going on, but when I come back to it, all kinds of
aspects that were unconscious, and that I could not tell you about,
have had their effect. Usually a decision is much easier then, and
the result is much more complete and satisfying.
DC: There’s something useful about letting it gestate, letting
the idea or decision go underground for a while?
SA: Absolutely. Your brain keeps working, even if consciously you’re
just staring at the wall. The literature on creativity and creative
thinking is full of this idea called “incubation.” A
colleague did a study of software engineers. She wanted to know
what made the difference between the really good ones and the ones
that were just OK. And the only difference she could find
was that the ones that were really good knew when to take a break.
If they’re working along on a problem and get stuck, they
know it’s time to go to the water cooler, or walk outside,
or make a phone call, or do something else totally different
from the problem they’re working on. When they come back to
the problem, often the solution or a new approach pops up, because
their unconscious has been working on it. The conscious mind is
a wonderful thing, but it tends to be sort of one-track and get
stuck in that one direction. You think, “Oh, I’ve got
to solve the problem this way; this is how I’ve got to do
it.” Then if you go away from it and come back, you may not
be on the same track. Using images is also a way of deliberately
accessing the unconscious, because it is really true that “one
picture is worth a thousand words”—you can represent
an immense amount of information simultaneously in a movie.
DC: I’m curious what drew you into investigating these kinds
of processes in NLP?
SA: It’s the most fun thing I can think of doing; I enjoy
it. Recently I’ve been writing a two-volume book that goes
into these kinds of processes—and many more—in much
more detail. For instance, I’ll come to a place in the writing
where I realize that I don’t really understand how something
works, or how to express what I do know. Then I go into my little
laboratory upstairs in my brain and ask, “What are the alternatives
and what’s a counter-example?” I just keep playing at
describing it differently and thinking about what is it that I don’t
understand. Usually, sooner or later, something pops up and a little
light bulb goes off and I go, “Oh, I know how that works.”
DC: Thinking about these issues is like an adventure for you.
SA: Well, the inner landscape of the mind is really very poorly
understood so far, though there is some wonderful and important
work going on with brain scans. But in terms of day-to-day things,
how people’s mental processes work, how they get into and
out of trouble, that is little-known and fascinating to me.
Education
DC: I’m wondering if you have ideas about how to bring these
methods into schools or to introduce them to younger people?
SA: The kinds of things I’m talking about are very straightforward.
You can work with kids, even when they are very young. You can offer
them pictures of things and say, “Which would you like best,
and how do you know which one you’d like best?” to direct
their attention to the feelings that they have in response to two
different alternatives, and engage them that way.
Let’s say you put up three pictures of stuffed animals and
ask, “If you had your choice, which one of these would you
want most?” After they pick you ask, “Now, how did you
do that?” “Oh, well, I thought that one looks really
soft and I could cuddle with it at night,” and so on. And
you ask some other kid and they might give you a completely different
set of criteria for how they would choose. But the point is to use
a simple choice to educate them on the little events that happen
in their minds, which otherwise they wouldn’t notice.
DC: To get them to be curious about their own way of classifying
or creating criteria?
SA: Yes, give them choices and encourage them to be curious about
their own process. With our kids we’d say something like,
“Well, what do you want to have for dinner?” And almost
automatically at a certain point, from an early age on up, they’d
say, “What are my choices?” They’d literally ask
that question. We’d say, “Well, we could have this or
we could have that, we could have the other.” We walked them
through decisions all the way through their life. So many parents
try and make their kids’ decisions for them. “Oh, you
don’t want that; you want this,” or “Oh, that’s
not good for you.” That teaches kids to ignore their own criteria
and just follow the parents’ criteria, and often the parents’
criteria aren’t well specified at all. For instance, many
parents just say, “This is the right way,” without saying
why it’s right.
Many people make decisions based on socially-accepted values which
may not be very valid at all. Even when they’re valid, when
they’re delivered from an authority, then you don’t
get to go through the decision process yourself. The more opportunities
kids have to make decisions, the better they get at it, especially
if you teach how to review decisions. What if every school, from
the first grade, started out each day with something like this:
“I want you to think of a decision you made yesterday or the
day before that didn’t work out very well. Think about how
you made that decision. What did you omit? Did you think would be
really nice, but when you got it, you didn’t like it as much?
What kind of question would you want to ask yourself the next time
you have a decision to make?” It wouldn’t take long.
DC: A wonderful idea.
SA: Maybe the decision would be just a little thing about not putting
put a pencil in your pack so you’d have it at school. “How
did that work out? What did you think about? What could you think
about next time.” When you walk people through decisions when
they’re younger and you have them review decisions and learn
to use feedback, it is initially a conscious process, just like
hitting a tennis ball or riding a bicycle is initially a conscious
process. But very soon it becomes completely unconscious.
DC: So generating options just naturally comes up?
SA: Yes. So, what becomes conscious is, “Well, I don’t
really know enough about this to make an intelligent decision.”
And then you go find information, or whatever is missing.
Decision Making in a Group
One more thing I just thought about has to do with decision
making as a group process. In a group, you can have different people
carry out the different functions in the sequence of generating
a decision. For instance, there’s a partnership that I know
about in Denmark where the two partners get along very well because
one of them is the option generator and the other one is the selector.
And so the option generator says, “Well, we could do X,”
and the partner says, “Yeah, we tried that two years ago and
it bombed; it cost us a lot of money.” And then the first
guy says, “Well, we could do Y.” And the partner says,
“Well, if we did Y, we’d have to hire ten people and
we’d have to set aside funding for that.”
The option generator thinks up all kinds of things that they could
do, and the selector is the guy who gets down to earth and gets
practical about what wouldn’t work, or would need to happen
in order to make it work. They’re complementary and they make
a great partnership. The guy who generates options—most of
which won’t work—would just go off the deep end on his
own. And the other guy, the critic let’s say, would have nothing
to do without an option generator to give him something to review.
Usually a selector in a group will say, “No, that won’t
work,” and kill the idea. However, if he says, “Well,
if we did that, there will be these problems to deal with; how could
we make it work?” that will be much more productive. Part
of making a group decision process effective is educating the critics
to speak more positively and say, “Well, if we did that, there
would be this problem to overcome.” That presupposes that
there might be something good in the idea, and that the problem
can be overcome. “Yes, here’s an obstacle, and how can
we overcome it?”
JE: That gets back to the positive outcomes piece.
SA: Absolutely. What we have talked about here is only a very brief
“broad brush” introduction to how people make decisions.
For more detail about how you can determine how someone makes a
decision, and teach them to make better ones, take a look at Heart
of the Mind, or my new book, Six Blind Elephants: understanding
ourselves and each other.
DC: Thanks very much.
SA: My Pleasure |
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